FCA Register

Planned

sp-12 · Financial Services Register Lookups

Look up firm authorisation status, regulatory permissions, appointed representatives, and individual approvals. Powered by the FCA Register API.

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Authorised Firms

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Permissions

Full Details

Planned

Status

About this specialist

The FCA Register specialist provides instant lookups of the Financial Services Register — the definitive record of firms and individuals authorised by the FCA. Check whether a firm is authorised, what activities it can carry out, view its appointed representatives, and look up individual approvals (SMF, CF roles). Every response links to the official register entry.

Built for compliance officers running due diligence, IFAs checking competitor permissions, law firms verifying firm authorisations, and accountancy firms onboarding regulated clients. Complements the FCA Regulation specialist (SP-09) which covers Handbook rules — this specialist covers the Register itself.

Finance Compliance

Data Sources

1 source · Planned
Source Status

FCA Financial Services Register

register.fca.org.uk

 Planned

See it in action

Example queries the FCA Register specialist will handle.

Is Hargreaves Lansdown authorised by the FCA?

I’ve looked up Hargreaves Lansdown on the Financial Services Register. Here are the results:

FRN: 115248

Hargreaves Lansdown Asset Management Limited

Status: Authorised

Key permissions: Arranging deals in investments, managing investments, advising on investments

The firm is authorised and regulated by the FCA. You can verify the full details on the official register.

FCA Register — Hargreaves Lansdown

What permissions does St. James's Place have?

Here are the regulatory permissions for St. James’s Place Wealth Management Group Ltd:

  • • Advising on investments (except P2P agreements)
  • • Arranging deals in investments
  • • Making arrangements with a view to transactions in investments
  • • Managing investments
  • • Agreeing to carry on a regulated activity

SJP holds broad advisory and arrangement permissions. Full permission details, including limitations and requirements, are available on the register.

FCA Register — St. James’s Place

Ready to automate FCA Register lookups?

Instant firm authorisation checks, permission lookups, and individual approvals. Built for compliance teams and financial services professionals.

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